Samantha Larew
Fund Chief Compliance Officer, Broker-Dealer Chief Compliance Officer, AML Compliance Officer
Samantha Larew serves as Chief Compliance Officer and AML Compliance Officer for the Manning & Napier Fund, Inc. and Manning & Napier Investor Services, Inc. In these roles, Samantha oversees regulatory compliance for both the registered investment company and broker-dealer, including the development and management of Compliance Programs, AML policies and procedures, and the supervision of sales practices.
Samantha worked for Manning & Napier from 2003 through 2007 and rejoined the firm in 2010. She has over 20 years of experience in the financial services industry, holds a BS in Political Science from the State University of New York College at Brockport, and maintains FINRA’s Certified Regulatory and Compliance Professional (CRCP) designation. She holds the Series 6, 7, 24, 26, 63, and 66 licenses, as well as a NYS Life, Accident, and Health insurance license, and currently services as a member of a FINRA Regional Committee for the North Region.